Wah Wong
黃樺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wah Wong (黃樺), a licensed former licensee with CE reference AID279. This person has 2.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-04-18 |
| Friedmann Pacific Asset Management (Hong Kong) Limited 富泰資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-04-18 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-04 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-04 |
| Friedmann Pacific Asset Management (Hong Kong) Limited 富泰資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-04-18 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-04 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Wah Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.