Sze Man (SFC:AIC279) Chan
陳詩敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Man (SFC:AIC279) Chan (陳詩敏), a licensed former licensee with CE reference AIC279. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-11 | 2013-05-27 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-09 | 2011-10-14 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 4 — Advising on securities | 2003-07-04 | 2005-06-20 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-07-03 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-04 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-03 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-03 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-03 |