Stephen Gerald Cook

CE No. AIC255 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Gerald Cook (), a licensed former licensee with CE reference AIC255. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 1 — Dealing in securities 2008-08-20 2008-09-10
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 2 — Dealing in futures contracts 2008-08-20 2008-09-10
Newedge Broker Limited
新際經紀有限公司
Rep Type 1 — Dealing in securities 2003-05-23 2004-08-18
Newedge Broker Limited
新際經紀有限公司
Rep Type 2 — Dealing in futures contracts present 2004-08-18
Newedge Broker Limited
新際經紀有限公司
Rep Type 5 — Advising on futures contracts present 2003-05-20
Newedge Broker Limited
新際經紀有限公司
Rep Type 7 — Providing automated trading services present 2004-08-18
Newedge Broker Limited
新際經紀有限公司
Rep Type 9 — Asset management present 2003-05-20

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