Wai Sze (SFC:AIB949) Lam
林惠思
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Sze (SFC:AIB949) Lam (林惠思), a licensed former licensee with CE reference AIB949. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-04-06 | 2007-10-31 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | present | 2003-08-10 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | present | 2003-08-10 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 9 - Asset management | present | 2003-08-10 |