Gabriel Kar Yin Chan
陳嘉賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gabriel Kar Yin Chan (陳嘉賢), a licensed former licensee with CE reference AIB796. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-09-26 | 2020-10-05 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-09-26 | 2020-10-05 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-09-26 | 2020-10-05 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-07 | 2018-09-26 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-06-07 | 2018-09-26 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-25 | 2018-09-26 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-11 | 2018-04-30 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2016-08-11 | 2018-04-30 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 9 — Asset management | 2016-08-11 | 2018-04-30 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-06-03 | 2016-07-29 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-12 | 2016-07-29 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-07-12 | 2016-07-29 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-01-15 | 2007-08-13 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2007-01-15 | 2007-08-13 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-06-14 | 2005-11-07 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-11-07 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2005-11-07 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-11-07 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-06-04 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-06-04 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-15 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-04 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-09 |