Zachariah Shing Tai Au

歐成泰
CE No. AIB380 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zachariah Shing Tai Au (歐成泰), a licensed former licensee with CE reference AIB380. This person has 7.4 years of SFC licence history. Total licence records on file: 5.

Information

LinkedIn:
Email:

Licence history

FirmRoleRegulated activityFromTo
Prudential Brokerage Limited
信誠證券有限公司		 Rep Type 1 - Dealing in securities Pre-2003 2010-09-03
Prudential Brokerage Limited
信誠證券有限公司		 Rep Type 4 - Advising on securities Pre-2003 2004-06-12
Prudential Brokerage Limited
信誠證券有限公司		 Rep Type 6 - Advising on corporate finance Pre-2003 2004-06-12
Prudential Brokerage Limited
信誠證券有限公司		 Rep Type 7 - Providing automated trading services Pre-2003 2004-06-12
Prudential Brokerage Limited
信誠證券有限公司		 Rep Type 9 - Asset management Pre-2003 2004-06-12

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Zachariah Shing Tai Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Siu Cheung Lau Prudential Brokerage Limited 2003–2010
Quentin Fu Shing Lee Prudential Brokerage Limited 2003–2010
Alice Wong Kam Chan Prudential Brokerage Limited 2003–2010
Shing Ngon Lau Prudential Brokerage Limited 2003–2010
Kei Yip Au Prudential Brokerage Limited 2003–2010
Fung Mai Chan Prudential Brokerage Limited 2003–2010
Sau Hing Chan Prudential Brokerage Limited 2003–2010
Shing Cheong Chan Prudential Brokerage Limited 2003–2010
Wang Yue Chan Prudential Brokerage Limited 2003–2010
Kam Chiu Chau Prudential Brokerage Limited 2003–2010
Suk Hing Cheng Prudential Brokerage Limited 2003–2010
Yuk Yee Cheng Prudential Brokerage Limited 2003–2010
Edmund Ming Kei Chow Prudential Brokerage Limited 2003–2010
Belinda Big Yun Fung Prudential Brokerage Limited 2003–2010
Chi Wai Ho Prudential Brokerage Limited 2003–2010
King Wo Ho Prudential Brokerage Limited 2003–2010
Vera Siu Ling Keung Prudential Brokerage Limited 2003–2010
Hung Wo Ko Prudential Brokerage Limited 2003–2010
Wing Fai Kwan Prudential Brokerage Limited 2003–2010
Angela Wai Yee Kwok Prudential Brokerage Limited 2003–2010
Explore the interactive colleague network →

Related