Kuan-Wu Chen
陳冠吾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kuan-Wu Chen (陳冠吾), a licensed former licensee with CE reference AIB353. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-06 | 2005-09-29 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-15 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-15 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-15 |