Kuan-Wu Chen
陳冠吾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kuan-Wu Chen (陳冠吾), a licensed former licensee with CE reference AIB353. This person has 1.9 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 1 - Dealing in securities | 2004-07-06 | 2005-09-29 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-15 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-15 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kuan-Wu Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.