Wayne Thomas Sydney Breeze
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wayne Thomas Sydney Breeze ( ), a licensed former licensee with CE reference AIB347. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-05-01 |
| Barclays Capital Securities Asia Limited 巴克萊證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-05-01 |
| Barclays Capital Securities Asia Limited 巴克萊證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-01 |
| Barclays Capital Securities Asia Limited 巴克萊證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-01 |
| Barclays Capital Securities Asia Limited 巴克萊證券亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-01 |