Wai Sze Lam
林慧詩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Sze Lam (林慧詩), a licensed former licensee with CE reference AHZ639. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-03-24 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-24 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-16 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-16 |