Wai Sze Lam
林慧詩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Sze Lam (林慧詩), a licensed former licensee with CE reference AHZ639. This person has 1.0 year of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-03-24 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-24 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-16 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-16 |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Sze Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.