Leo Yu Yuk Chiu
趙汝昱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leo Yu Yuk Chiu (趙汝昱), a licensed former licensee with CE reference AHZ628. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CPPIB Asia Inc. | Rep | Type 1 — Dealing in securities | 2019-05-10 | 2021-08-20 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2003-06-25 |