Yee Man (SFC:AHX556) Chan
陳綺雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Man (SFC:AHX556) Chan (陳綺雯), a licensed former licensee with CE reference AHX556. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-07-11 | 2013-10-02 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-11 | 2013-10-02 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-05 | 2013-10-02 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-10 | 2013-05-14 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-05-09 | 2012-08-29 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-09 | 2012-08-29 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 |
Rep | Type 4 — Advising on securities | 2004-05-08 | 2005-09-05 |