Fa-Hui Chen
陳發輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fa-Hui Chen (陳發輝), a licensed former licensee with CE reference AHX271. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-11-03 | 2013-11-09 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-08 | 2013-11-09 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2003-12-12 | 2010-09-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | present | 2013-11-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | present | 2003-10-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | present | 2003-10-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | present | 2003-10-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 - Asset management | present | 2003-10-21 |