Xiangyang Zha
查向阳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiangyang Zha (查向阳), a licensed former licensee with CE reference AHX014. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2003-12-18 | 2008-04-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | 2003-12-18 | 2008-04-01 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-08-21 | 2003-08-22 |
| ICEA Capital Limited 工商東亞融資有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-08-21 |
| ICEA Capital Limited 工商東亞融資有限公司 |
RO | Type 4 — Advising on securities | present | 2003-08-21 |
| ICEA Capital Limited 工商東亞融資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-08-21 |