Thomas Charles Hardman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Charles Hardman, a licensed former licensee with CE reference AHX013. This person has 9.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BGC Securities (Hong Kong) LLC | RO | Type 1 - Dealing in securities | 2010-04-07 | 2012-07-13 |
| BGC Securities (Hong Kong) LLC | Rep | Type 1 - Dealing in securities | Pre-2003 | 2010-04-07 |
| BGC Securities (Hong Kong) LLC | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-08-05 |
| BGC Securities (Hong Kong) LLC | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-08-05 |
| BGC Securities (Hong Kong) LLC | Rep | Type 9 - Asset management | Pre-2003 | 2004-08-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas Charles Hardman during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.