James (SFC:AHW505) Lee

CE No. AHW505 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James (SFC:AHW505) Lee (), a licensed former licensee with CE reference AHW505. Total licence records on file: 3.

Licence history

FirmRoleRegulated activityFromTo
UBS Securities Asia Limited Rep Type 4 - Advising on securities present 2003-06-25
UBS Securities Asia Limited Rep Type 6 - Advising on corporate finance present 2003-06-25
UBS Securities Asia Limited Rep Type 9 - Asset management present 2003-06-25

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