Kai Tong Cheong
張啟堂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Tong Cheong (張啟堂), a licensed former licensee with CE reference AHV865. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-10 | 2010-04-21 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-02-16 | 2010-04-21 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2004-12-09 | 2009-01-15 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-07-07 | 2004-09-08 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2003-05-13 | 2004-06-17 |