Rex Hsie-Ching Lin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rex Hsie-Ching Lin ( ), a licensed former licensee with CE reference AHU911. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-15 | 2008-05-21 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-19 | 2005-08-18 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | present | 2005-03-16 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-01-06 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-01-06 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 9 - Asset management | present | 2004-01-06 |