Niraj Dilip Bhagwat
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Niraj Dilip Bhagwat ( ), a licensed former licensee with CE reference AHU701. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-29 | 2018-05-30 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-29 | 2018-05-30 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-19 | 2016-04-22 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-19 | 2016-04-22 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2005-10-24 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2005-10-24 |