Yan Yan Li
李茵茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Yan Li (李茵茵), a licensed former licensee with CE reference AHT423. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SAIL Advisors Limited | RO | Type 4 — Advising on securities | 2007-09-24 | 2018-07-31 |
| SAIL Advisors Limited | RO | Type 9 — Asset management | 2007-09-24 | 2018-06-22 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-02-14 | 2007-03-30 |
| State Street Global Advisors Singapore Limited | RO | Type 6 — Advising on corporate finance | 2006-02-14 | 2007-03-30 |