Susan Siu Mui Wan

溫笑梅
CE No. AHT202 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Susan Siu Mui Wan (溫笑梅), a licensed former licensee with CE reference AHT202. This person has 4.8 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
FWD Financial Planning Limited
富衛財務策劃有限公司
Rep Type 4 - Advising on securities 2009-08-04 2010-04-27
Thornton Global Wealth Management Limited
豐盛環球理財有限公司
Rep Type 4 - Advising on securities 2005-09-21 2007-05-23
FWD Financial Planning Limited
富衛財務策劃有限公司
Rep Type 4 - Advising on securities Pre-2003 2005-08-19

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Susan Siu Mui Wan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Wing Fai Lam Thornton Global Wealth Management Limited 2005–2007
Thomas Pui Kee Chung Thornton Global Wealth Management Limited 2005–2007
Perry Ka Chi Cheung Thornton Global Wealth Management Limited 2005–2007
Sandy Li Chen Chow Thornton Global Wealth Management Limited 2005–2007
Michelle Mei Yin Ho Thornton Global Wealth Management Limited 2005–2007
Ka Wai Hung Thornton Global Wealth Management Limited 2005–2007
Yuet Wah Leung Thornton Global Wealth Management Limited 2005–2007
Monita Lay Yuk Liu Thornton Global Wealth Management Limited 2005–2007
Raymond Shu Kwan Lee Thornton Global Wealth Management Limited 2005–2007
Sondy Yun Wai Lo Thornton Global Wealth Management Limited 2005–2007
Kingsley Kwan Tai Ng Thornton Global Wealth Management Limited 2005–2007
Queenie Tsi Ki Siu Thornton Global Wealth Management Limited 2005–2007
Yuen Fun Tse Thornton Global Wealth Management Limited 2005–2007
Wai Hung Tang Thornton Global Wealth Management Limited 2005–2007
Manuel Young Chau Thornton Global Wealth Management Limited 2005–2007
Vanessa Shuk Ching Yan Thornton Global Wealth Management Limited 2005–2007
Vicky King Lun Yip Thornton Global Wealth Management Limited 2005–2007
Jovin Chai Shan Chim Thornton Global Wealth Management Limited 2005–2007
Christine Chan Thornton Global Wealth Management Limited 2005–2007
Manson Man Shun Chan Thornton Global Wealth Management Limited 2005–2007
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