Cheong Soon Tan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheong Soon Tan ( ), a licensed former licensee with CE reference AHS994. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2004-11-02 | 2007-08-04 |
| Merrill Lynch Futures (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2004-11-02 | 2007-08-04 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | present | 2007-08-04 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 7 — Providing automated trading services | present | 2004-08-17 |