Joseph Ziyang Xie
謝子揚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Ziyang Xie (謝子揚), a licensed former licensee with CE reference AHR320. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2005-02-02 | 2005-10-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-02-01 | 2005-10-22 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-02-01 | 2005-10-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-04-10 | 2004-11-30 |