Robert Alexander Henley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Alexander Henley ( ), a licensed former licensee with CE reference AHR011. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2005-01-21 | 2006-04-01 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | present | 2006-04-01 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | present | 2005-01-20 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | present | 2005-01-20 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | present | 2005-01-20 |