Ray Fillmore Garman III
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ray Fillmore Garman III ( ), a licensed former licensee with CE reference AHQ355. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | present | 2003-07-02 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | present | 2003-07-02 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | present | 2003-07-02 |