Johnson Fu Kuen Tse
謝賦權
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johnson Fu Kuen Tse (謝賦權), a licensed former licensee with CE reference AHP360. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-24 | 2013-05-01 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-02 | 2010-06-01 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 - Asset management | 2008-07-17 | 2010-06-01 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | 2007-07-04 | 2010-06-01 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-12-02 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 - Asset management | present | 2003-12-02 |