Leung-Hwa Tham
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leung-Hwa Tham ( ), a licensed former licensee with CE reference AHN706. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 - Asset management | 2007-03-05 | 2007-08-06 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | present | 2005-03-03 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 - Advising on securities | present | 2005-03-03 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2005-03-03 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 6 - Advising on corporate finance | present | 2005-03-01 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 9 - Asset management | present | 2006-09-01 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 9 - Asset management | present | 2005-03-03 |