Leung-Hwa Tham

CE No. AHN706 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leung-Hwa Tham (), a licensed former licensee with CE reference AHN706. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
Allianz Global Investors Hong Kong Limited Rep Type 9 - Asset management 2007-03-05 2007-08-06
Invesco Asset Management Asia Limited
景順投資管理亞洲有限公司
Rep Type 4 - Advising on securities present 2005-03-03
Invesco Hong Kong Limited
景順投資管理有限公司(以景順投資管理名義經營業務)
Rep Type 4 - Advising on securities present 2005-03-03
Invesco Asset Management Asia Limited
景順投資管理亞洲有限公司
Rep Type 6 - Advising on corporate finance present 2005-03-03
Invesco Hong Kong Limited
景順投資管理有限公司(以景順投資管理名義經營業務)
Rep Type 6 - Advising on corporate finance present 2005-03-01
Invesco Hong Kong Limited
景順投資管理有限公司(以景順投資管理名義經營業務)
Rep Type 9 - Asset management present 2006-09-01
Invesco Asset Management Asia Limited
景順投資管理亞洲有限公司
Rep Type 9 - Asset management present 2005-03-03

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