Bill Eun-Seok Sohn
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bill Eun-Seok Sohn, a licensed former licensee with CE reference AHN695. This person has 11.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 4 - Advising on securities | 2013-09-25 | 2016-06-02 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2013-07-23 | 2013-09-25 |
| UBS Securities Asia Limited | RO | Type 4 - Advising on securities | 2007-01-23 | 2011-09-01 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2007-01-23 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-03-24 |