Bill Eun-Seok Sohn
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bill Eun-Seok Sohn ( ), a licensed former licensee with CE reference AHN695. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 4 — Advising on securities | 2013-09-25 | 2016-06-02 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-23 | 2013-09-25 |
| UBS Securities Asia Limited | RO | Type 4 — Advising on securities | 2007-01-23 | 2011-09-01 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2007-01-23 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2005-03-24 |