Ka Ming (SFC:AHM935) Chan
陳嘉鳴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ming (SFC:AHM935) Chan (陳嘉鳴), CE reference AHM935. Currently licensed at 1 firm(s): Natixis Investment Managers Hong Kong Limited. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Investment Managers Hong Kong Limited 法盛投資管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2019-07-18 | present |
| Natixis Investment Managers Hong Kong Limited 法盛投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-14 | 2019-07-18 |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-16 | 2019-04-30 |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 |
Rep | Type 4 — Advising on securities | 2013-12-16 | 2019-04-30 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-30 | 2013-11-30 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-30 | 2013-11-30 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-29 | 2004-09-06 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-06 |
| Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-06 |
| Kingsway-HIA Investment Products Limited |
Rep | Type 4 — Advising on securities | present | 2003-12-10 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-06 |
| Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-06 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 — Asset management | present | 2004-09-06 |
| Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-13 |