Fai San Yau
邱飛珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fai San Yau (邱飛珊), a licensed former licensee with CE reference AHM924. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wanthorpe Asset Management Limited 第一宏豐資產管理有限公司 |
RO | Type 9 — Asset management | 2007-09-17 | 2015-01-23 |
| GT Asset Management Limited 國際金融社資產管理有限公司 |
RO | Type 4 — Advising on securities | 2007-07-27 | 2013-03-28 |
| GT Asset Management Limited 國際金融社資產管理有限公司 |
RO | Type 9 — Asset management | 2007-07-27 | 2013-03-28 |
| Tribridge Investment Partners Limited | Rep | Type 4 — Advising on securities | 2003-11-26 | 2005-06-11 |
| Tribridge Investment Partners Limited | Rep | Type 9 — Asset management | 2003-11-26 | 2005-06-11 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-29 |
| Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-29 |
| Kingsway-HIA Investment Products Limited |
Rep | Type 4 — Advising on securities | present | 2003-05-29 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-29 |
| Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-29 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-29 |
| Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-29 |