Hiu Ming Fong
方曉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiu Ming Fong (方曉明), a licensed former licensee with CE reference AHM812. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-23 | 2013-03-28 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-31 | 2011-04-19 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-31 | 2011-04-19 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-12-31 | 2011-04-19 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2009-12-23 | 2010-09-22 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-12-23 | 2010-09-22 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-12 | 2010-09-22 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | present | 2009-10-10 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-05 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-05 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-01-05 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-05 |