Ming Fai Lam
林明輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Fai Lam (林明輝), a licensed former licensee with CE reference AHK326. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
RO | Type 1 — Dealing in securities | 2011-08-17 | 2012-10-04 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
RO | Type 4 — Advising on securities | 2011-08-17 | 2012-10-04 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-17 | 2010-07-01 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-09-17 | 2010-07-01 |
| iBest Consultants Limited | Rep | Type 4 — Advising on securities | present | 2003-05-16 |
| iBest Consultants Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-05-16 |
| iBest Consultants Limited | Rep | Type 9 — Asset management | present | 2003-05-16 |