Ka Wing Tam
譚家榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wing Tam (譚家榮), a licensed former licensee with CE reference AHK088. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-01 | 2011-09-16 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-09-01 | 2011-09-16 |