Chi Chung Yum
甄志聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Chung Yum (甄志聰), a licensed former licensee with CE reference AHJ435. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
RO | Type 1 — Dealing in securities | 2015-04-24 | 2019-10-23 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-20 | 2015-04-24 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2008-08-28 | 2012-06-20 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | present | 2008-04-21 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | present | 2008-04-21 |