Philip Lloyd Gardner
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Lloyd Gardner, a licensed former licensee with CE reference AHI336. This person has 2.0 years of SFC licence history. Total licence records on file: 3.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 1 - Dealing in securities | 2003-08-07 | 2005-04-11 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-08-07 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-04-11 |