Francois Ngo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francois Ngo ( ), a licensed former licensee with CE reference AHG859. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-31 | 2016-09-01 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-03-31 | 2016-09-01 |
| T.F.S. Derivatives HK Limited | Rep | Type 1 - Dealing in securities | 2012-01-03 | 2015-09-30 |
| T.F.S. Derivatives HK Limited | Rep | Type 2 - Dealing in futures contracts | 2012-01-03 | 2015-09-30 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-06 | 2011-11-11 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-10-06 | 2011-11-11 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 - Dealing in securities | 2004-07-23 | 2011-06-17 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-07-23 | 2011-06-17 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2003-05-20 | 2004-06-25 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-05-20 | 2004-06-25 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 - Providing automated trading services | 2003-05-20 | 2004-06-25 |