Sonia Yuen Man Lam
林婉雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sonia Yuen Man Lam (林婉雯), a licensed former licensee with CE reference AHE452. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2004-04-26 | 2005-03-09 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 - Advising on securities | present | 2005-03-09 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 - Asset management | present | 2004-04-23 |