Xiao (SFC:AHD966) Chen
陳霄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao (SFC:AHD966) Chen (陳霄), a licensed former licensee with CE reference AHD966. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | present | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | present | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | present | 2003-06-25 |