Ka Yip Chan
陳家業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yip Chan (陳家業), a licensed former licensee with CE reference AHD697. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-04 | 2014-06-18 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-04 | 2014-06-18 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-12-04 | 2014-06-18 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-10 | 2007-08-07 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-10 | 2007-08-07 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-02-20 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-02-18 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-18 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-02-18 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-18 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-15 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-18 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-09 |