Ka Yi (SFC:AHD389) Kwok
郭嘉儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yi (SFC:AHD389) Kwok (郭嘉儀), a licensed former licensee with CE reference AHD389. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | present | 2003-04-09 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | present | 2003-04-09 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 9 - Asset management | present | 2003-04-09 |