Timothy Thomas Matson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy Thomas Matson ( ), a licensed former licensee with CE reference AHC409. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 1 — Dealing in securities | 2012-08-14 | 2013-09-11 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 4 — Advising on securities | 2012-08-14 | 2013-09-11 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 9 — Asset management | 2012-08-14 | 2013-09-11 |
| FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 |
Rep | Type 4 — Advising on securities | 2004-10-05 | 2009-10-31 |
| FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 |
Rep | Type 9 — Asset management | 2004-10-05 | 2009-10-31 |
| NNIP Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2004-05-24 | 2009-10-31 |
| NNIP Hong Kong Limited | Rep | Type 4 — Advising on securities | 2004-05-24 | 2009-10-31 |
| NNIP Hong Kong Limited | Rep | Type 9 — Asset management | 2004-05-24 | 2009-10-31 |
| NNIP Hong Kong Limited | RO | Type 1 — Dealing in securities | 2003-09-22 | 2004-05-15 |
| NNIP Hong Kong Limited | RO | Type 4 — Advising on securities | 2003-09-22 | 2004-05-15 |
| NNIP Hong Kong Limited | RO | Type 9 — Asset management | 2003-09-22 | 2004-05-15 |
| NNIP Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2003-05-21 | 2003-09-22 |
| NNIP Hong Kong Limited | Rep | Type 4 — Advising on securities | 2003-05-21 | 2003-09-22 |