Kwo Yeh Cheng
鄭戈野
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwo Yeh Cheng (鄭戈野), a licensed former licensee with CE reference AHC335. This person has 7.7 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-19 | 2011-12-09 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-01-19 | 2011-12-09 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-13 | 2008-12-31 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-10-13 | 2008-12-31 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-14 | 2007-11-01 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2007-11-01 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-01-09 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwo Yeh Cheng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.