Brady Seth Halper
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brady Seth Halper, a licensed former licensee with CE reference AHC187. This person has 1.5 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GFI (HK) Securities L.L.C. | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-09-22 |
| GFI (HK) Securities L.L.C. | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-09-22 |
| GFI (HK) Securities L.L.C. | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-09-22 |
| GFI (HK) Securities L.L.C. | Rep | Type 9 - Asset management | Pre-2003 | 2004-09-22 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Brady Seth Halper during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Peter John Hine | GFI (HK) Securities L.L.C. | 2003–2004 |
| Timothy Charles Mariano | GFI (HK) Securities L.L.C. | 2003–2004 |
| Robert Emmit Crossan | GFI (HK) Securities L.L.C. | 2003 |