Brady Seth Halper
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brady Seth Halper ( ), a licensed former licensee with CE reference AHC187. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | present | 2004-09-22 |
| GFI (HK) Securities L.L.C. | Rep | Type 4 — Advising on securities | present | 2004-09-22 |
| GFI (HK) Securities L.L.C. | Rep | Type 6 — Advising on corporate finance | present | 2004-09-22 |
| GFI (HK) Securities L.L.C. | Rep | Type 9 — Asset management | present | 2004-09-22 |