Oswald Chun Pong Chiu
趙振邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Oswald Chun Pong Chiu (趙振邦), a licensed former licensee with CE reference AHC177. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-06-28 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-06-28 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-28 |