Tat Shing Ho
何達成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tat Shing Ho (何達成), a licensed former licensee with CE reference AHA554. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2003-06-11 | 2003-08-21 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | present | 2003-08-21 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | present | 2003-05-12 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | present | 2003-05-12 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | present | 2003-05-12 |