Andrew Davis Lozada Peard
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Davis Lozada Peard, a licensed former licensee with CE reference AHA360. This person has 9.4 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | Rep | Type 1 - Dealing in securities | 2012-10-10 | 2014-03-28 |
| Vantage Capital Markets HK Limited | Rep | Type 2 - Dealing in futures contracts | 2012-10-10 | 2014-03-28 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 - Providing automated trading services | 2012-02-02 | 2012-09-14 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 - Dealing in securities | 2004-11-19 | 2012-09-14 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-05-29 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-29 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-05-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Andrew Davis Lozada Peard during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.