Andrew Davis Lozada Peard
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Davis Lozada Peard ( ), a licensed former licensee with CE reference AHA360. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | Rep | Type 1 - Dealing in securities | 2012-10-10 | 2014-03-28 |
| Vantage Capital Markets HK Limited | Rep | Type 2 - Dealing in futures contracts | 2012-10-10 | 2014-03-28 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 - Providing automated trading services | 2012-02-02 | 2012-09-14 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 - Dealing in securities | 2004-11-19 | 2012-09-14 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-05-29 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-05-29 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 9 - Asset management | present | 2003-05-29 |