Che Chung Lam
林志聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Che Chung Lam (林志聰), a licensed former licensee with CE reference AGY600. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-20 | 2013-08-08 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-14 | 2011-07-28 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-09-17 | 2010-06-14 |