Winnie Ping Wai Poon

潘秉慧
CE No. AGY142 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winnie Ping Wai Poon (潘秉慧), a licensed former licensee with CE reference AGY142. This person has 3.2 years of SFC licence history. Total licence records on file: 5.

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Licence history

FirmRoleRegulated activityFromTo
Celestial Commodities Limited
時富商品有限公司
Rep Type 2 - Dealing in futures contracts 2003-12-18 2006-10-31
Celestial Commodities Limited
時富商品有限公司
Rep Type 7 - Providing automated trading services 2003-12-18 2004-03-02
Southwest Securities (HK) Futures Limited
西證(香港)期貨有限公司
Rep Type 2 - Dealing in futures contracts Pre-2003 2003-08-10
Southwest Securities (HK) Futures Limited
西證(香港)期貨有限公司
Rep Type 5 - Advising on futures contracts Pre-2003 2003-08-10
Southwest Securities (HK) Futures Limited
西證(香港)期貨有限公司
Rep Type 9 - Asset management Pre-2003 2003-08-10

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Winnie Ping Wai Poon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Pui Lan Ip Southwest Securities (HK) Futures Limited 2003
Suet Yeung Ng Southwest Securities (HK) Futures Limited 2003
Kwan Ying Or Southwest Securities (HK) Futures Limited 2003
Chun Fung Young Southwest Securities (HK) Futures Limited 2003
Jacky Wei Qi Li Southwest Securities (HK) Futures Limited 2003
Chien Huang Ying Southwest Securities (HK) Futures Limited 2003
Mark Chuck Pui Wan Southwest Securities (HK) Futures Limited 2003
Yiu Man Cheung Southwest Securities (HK) Futures Limited 2003
Vancy Wai Ching Cheung Southwest Securities (HK) Futures Limited 2003
Lai Yin Chan Southwest Securities (HK) Futures Limited 2003
Chak Wai Choy Southwest Securities (HK) Futures Limited 2003
Yau Wah Shiu Southwest Securities (HK) Futures Limited 2003
Wei Kwun Chan Southwest Securities (HK) Futures Limited 2003
Sau Wai Choi Southwest Securities (HK) Futures Limited 2003
Ngai Ting Southwest Securities (HK) Futures Limited 2003
Kai Chi Yip Southwest Securities (HK) Futures Limited 2003
Tsz Bun Au Yeung Southwest Securities (HK) Futures Limited 2003
Lee Yeung Chan Southwest Securities (HK) Futures Limited 2003
Lap Yan Chu Southwest Securities (HK) Futures Limited 2003
Nai Shun Cheung Southwest Securities (HK) Futures Limited 2003
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