Yiu Leung Wai
韋耀良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Leung Wai (韋耀良), a licensed former licensee with CE reference AGX661. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-11-14 | 2011-12-22 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-06 | 2011-12-22 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2003-11-10 | 2010-09-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | present | 2011-12-22 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | present | 2003-10-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | present | 2003-10-15 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | present | 2003-10-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | present | 2003-10-15 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | present | 2003-10-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | present | 2003-10-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 - Asset management | present | 2003-10-15 |
| Merrill Lynch Far East Limited | Rep | Type 9 - Asset management | present | 2003-10-15 |