Chris C Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chris C Lee ( ), a licensed former licensee with CE reference AGX022. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-23 | 2009-02-13 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | present | 2003-07-29 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | present | 2003-07-29 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | present | 2003-07-29 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | present | 2003-07-29 |