Kwok Ho Wu
胡國豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Ho Wu (胡國豪), a licensed former licensee with CE reference AGW747. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2003-10-21 | 2008-07-01 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-10-21 | 2008-07-01 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2003-10-21 | 2004-04-20 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | present | 2003-05-20 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | present | 2003-05-20 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 9 - Asset management | present | 2003-05-20 |